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SEC Adopts Rules Disqualifying “Bad Actors” from Participating in All Rule 506 Offerings and Allowing Advertising of Private Placement Offerings

SEC ADOPTS RULES DISQUALIFYING “BAD ACTORS” FROM PARTICIPATING IN ALL RULE 506 OFFERINGS AND ALLOWING ADVERTISING OF PRIVATE PLACEMENT OFFERINGS. On July 11, 2013, the SEC released long awaited rules that permit advertising of some private placement transactions. The SEC also adopted rules that prohibit “bad actors” from participating in private placements exempt under Rule Read More

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Representative Matters
  • "Obtained a judgment for condominium association in excess of $1 million against developer of condominium in Fairfax County."

  • "Defended an officer of a government contractor in a case involving enforcement of a non-competition agreement."

  • "Defended and achieved favorable settlement of wrongful termination and discrimination claims brought in United States District Court for the Eastern District of Virginia."

  • "Served as outside counsel to several franchisors, prepared franchise agreements, franchise disclosure documents and state franchise registrations, and counseled franchisors regarding franchise compliance issues."

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